The agent streamlines Source of Wealth (SoW) assessments through a standardized, AI-enabled approach tailored for regulated private banking environments.
Delivers consistent, high-quality outputs that support compliance workflows and reduce manual effort, while maintaining alignment with internal policies and regulatory expectations.
Designed to operate within controlled environments, the solution strengthens governance and oversight, enabling compliance teams and relationship managers to produce clear, defensible client wealth assessments at scale.
Capabilities
SQI is an auditable framework that measures if a wealth narrative meets compliance standards. It scores the narrative and pinpoints exactly where improvements are needed. Built on five core pillars:
Coverage: ensuring all material wealth sources and events are fully captured
Plausibility: confirming economic credibility of amounts and accumulation
Corroboration: verifying support through high-quality evidence and external data
Risk-Based Transparency: clearly disclosing assumptions, uncertainties, and data gaps
Analytical Integrity & AI Control: ensuring factual accuracy, grounding outputs in evidence, and flagging potential hallucinations, especially around material wealth events).
Automatically produces clear, structured SoW narratives grounded in verified data sources, ensuring consistency, accuracy, and regulatory alignment.
Seamlessly aggregates and reconciles information from public and internal documents (e.g., financial statements, shareholder registers) to support fact-based reporting.
Every statement in the narrative is linked to its originating source, enabling full transparency, audit readiness, and easy validation by compliance teams.
Applies rules-based and AI-driven logic to prioritize the most reliable, current, and relevant data sources, clearly distinguishing source types and data quality.
Generates outputs that follow typical regulatory expectations for SoW documentation, ensuring completeness, clarity, and compliance with review standards.
Explicitly flags assumptions, inconsistencies, and missing information, enabling informed decision-making and reducing compliance risk.
Supports ingestion and translation of content across many languages enabling global client coverage.
Incorporates review checkpoints, explainability features, and override capabilities to ensure human oversight and adherence to internal compliance policies.
Accelerates the client onboarding process by automatically pre-filling forms, flagging missing documents, and detecting discrepancies in client information. The agent ensures a smooth and compliant onboarding experience for both clients and relationship managers.
Improves the account review process by automatically assessing suitability from both investment and regulatory perspectives. The agent ensures accounts remain appropriate, compliant, and aligned for both compliance teams and relationship managers.